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John Stephen Davis

Mentor Capital Management Inc.

Chicago, IL

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Current Employers
Mentor Capital Management Inc.

823 W. Superior St. Unit C, Chicago, IL 60642 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-01-28
  • IL RA
    APPROVED
    Since 1998-01-28

Branch Locations

823 W. Superior St. Unit C, Chicago, IL 60642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mentor Capital Management Inc. Elmhurst IL 11/1992 Present
Previous Registrations
Other Businesses

Part owner and treasurer of the non-investment related business Elmhurst Tailgate Inc., 830 N. Addison Ave., Elmhurst, Ill., a dog daycare and boarding concern. Since July 2011. Approximately 15 hours a month performing accounting and payroll functions; 5 of these hours devoted during securities trading hours. Managing member of the non-investment related business Canine Partners LLC, 830 N. Addison Ave., Elmhurst, Ill., a real estate concern. Since July 2011. Approximately 0.25 hours a month performing accounting functions; none of these hours devoted during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-10
S63 Uniform Securities Agent State Law Examination 1991-01-04
  • S65 Uniform Investment Adviser Law Examination
    1992-04-10
  • S63 Uniform Securities Agent State Law Examination
    1991-01-04
Designations

View on SEC IAPD

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