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Tracy Ann Short

Morgan Stanley

Billings, MT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-05-28
MT RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2010-05-28
  • MT RA
    APPROVED
    Since 2009-06-01

Branch Locations

401 North 31St Street Suite 900, Billings, MT 59103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Billings MT 04/2007 Present
Morgan Stanley Smith Barney Billings MT 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Billings, MT
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Billings, MT
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Billings, MT
  • 2002-04-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Billings, MT
    Billings, MT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-07
S63 Uniform Securities Agent State Law Examination 1994-08-06
  • S65 Uniform Investment Adviser Law Examination
    1997-10-07
  • S63 Uniform Securities Agent State Law Examination
    1994-08-06

View on SEC IAPD

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