Paul Alexander Dixon

Current Employers

Employment History

• 10/2007 → Present
  Lpl Financial, Llc
  Houston, TX
• 06/2015 → Present
  Sovereign Wealth Advisors, Llc
  Houston, TX

Previous Registrations

• 2015-06-29 → 2019-12-31
  Sovereign Wealth Advisors Llc
  Houston, TX
• 2005-04-01 → 2007-10-22
  First Midamerica Investment Corporation
  Houston, TX
• 2004-10-20 → 2004-11-24
  Banc Of America Investment Services, Inc.
  Houston, TX
• 2002-12-02 → 2004-10-20
  Quick & Reilly, Inc.
  Houston, TX

Other Businesses

(1) 03/02/2011: Opinions Unlimited - Paid Focus Group - 1% Time Spent - opinion research (2) 04/23/2015: Smith Research Inc - research - INV REL - by phone / email only - Started 04/20/2015 - 1 Hr/Mo; 0 During Securities Trading (3) 6/30/2015 - Sovereign Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/29/15 - 12 Hours Per Month/40 Hours During Securities Trading - Time Spent 8% - I provide investment advisory services through Sovereign Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2015. I expect to spend approximately 12 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 07/14/2015: UBER - Outside/W-2 Employment - NOT INV REL - 5443 Davids Bend Drive Sugar Land TX 77479 - Started 07/13/2015 - 20 Hr/Mo; 0 Hours During Securities Trading - UBER DRIVER (5) 08/16/2016: SOVERIGN WEALTH ADVISORS, LLC - DBA for LPL Business (entity for LPL business) - INV REL - 3120 SW FREEWAY, STE 500 HOUSTON TX 77098 - Started 07/01/2015 - - 0 Hr/Mo

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-23
• S63 Uniform Securities Agent State Law Examination
  1991-07-05