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Current Employers
Empire Retirement Plans, Llc

130 Lomond Ct, Utica, NY 13502 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-26
  • NY RA
    APPROVED
    Since 2025-03-26

Branch Locations

133 Business Park Drive, Utica, NY 13502 • United States

130 Lomond Ct, Utica, NY 13502 • United States

Paradigm Consulting, Inc.

133 Business Park Drive, Utica, NY 13502 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-30
  • NY RA
    APPROVED
    Since 2024-05-30

Branch Locations

133 Business Park Drive, Utica, NY 13502 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-26
TX RA APPROVED 2019-12-06
  • NY RA
    APPROVED
    Since 2021-04-26
  • TX RA
    APPROVED
    Since 2019-12-06

Branch Locations

133 Business Park Drive, Utica, NY 13502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. New Hartford NY 11/1994 Present
Paradigm Consulting, Incorporated Utica NY 08/2007 Present
D'ARcangelo Financial Group, Llc Utica NY 02/2009 11/2021
Empire Retirement Plans, Llc Utica NY 01/2025 Present
  • 11/1994 → Present
    New Hartford, NY
  • 08/2007 → Present
    Paradigm Consulting, Incorporated
    Utica, NY
  • 02/2009 → 11/2021
    D'ARcangelo Financial Group, Llc
    Utica, NY
  • 01/2025 → Present
    Utica, NY
Previous Registrations
  • 2008-01-22 → 2024-03-25
    Utica, NY
  • 2014-04-25 → 2015-12-31
    D'ARcangelo Financial Group, Llc
    Utica, NY
    Utica, NY
Other Businesses

1.AFFILIATED WITH PARADIGM CONSULTING, INC., AN INDEPENDENT RIA. EXECUTIVE VICE PRESIDENT. 133 BUSINESS PARK DRIVE, UTICA, NY 13502. INVESTMENT RELATED. RECOMMEND AND MONITOR INVESTMENTS FOR INDIVIDUALS, NON-PROFITS, RETIREMENT PLANS AND CORPORATIONS. MAIN BUSINESS FOCUS. 2. AFFILIATED WITH OSAIC WEALTH, INC. RIA. ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, 15TH FLOOR, NEW YORK, NY 10281. INVESTMENT RELATED. RECOMMEND AND MONITOR INVESTMENTS FOR CLIENTS. 3. SELLS FIXED INSURANCE PRODUCTS (ANNUITY, LIFE) AS WELL AS HEALTH INSURANCE AND LONG-TERM CARE THROUGH PARADIGM CONSULTING, INC., AN INSURANCE AGENCY LICENSED IN NEW YORK STATE. 133 BUSINESS PARK DRIVE, UTICA, NY 13502. NOT INVESTMENT RELATED. 4. MARIE A. RUSSO INSTITUTE BOARD, BOARD MEMBER, WHICH IS THE FUNDRAISING BOARD OF THE NEIGHBORHOOD CENTER, INC. 293 GENESEE STREET, UTICA, NY 13501. NOT INVESTMENT RELATED. ATTEND MEETINGS AND PLAN FUND RAISING EVENTS. 5. 133 BUSINESS PARK DRIVE, LLC; NOT INVESTMENT RELATED; 133 BUSINESS PARK DRIVE, UTICA, NY 13502; MEMBER/MANAGER; SINCE 07/17/2013; 1-HR/MTH; 0 DURING SECURITY HOURS; COLLECTION OF LEASE PAYMENTS AND MAINTENANCE OF PROPERTY 6. THE WOMENS FUND OF HERKIMER AND ONEIDA COUNTY POSITION: member of Annie's Fund NATURE: Nonprofit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2010 ADDRESS: 2 Williams St, Clinton NY 13323, United States DESCRIPTION: To review grant requests and give input to other committee members to determine who receives grant money. 7. EMPIRE RETIREMENT PLANS LLC POSITION: CEO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 05/01/2025 ADDRESS: 130 Lomond Court, Utica NY 13502, United States DESCRIPTION: Retirement Plan Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-29
S63 Uniform Securities Agent State Law Examination 1991-10-03
  • S65 Uniform Investment Adviser Law Examination
    2001-08-29
  • S63 Uniform Securities Agent State Law Examination
    1991-10-03
Other Names
  • Amy L Bottaro
  • Amy Louise Bottaro

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