Laurie Ann Schoen

Current Employers

Employment History

• 10/1990 → Present
  Osaic Wealth, Inc.
  New Hartford, NY
• 08/2007 → Present
  Paradigm Consulting, Incorporated
  Utica, NY
• 02/2009 → 11/2021
  D'ARcangelo Financial Group
  Utica, NY
• 01/2025 → Present
  Empire Retirement Plans, Llc
  Utica, NY

Previous Registrations

• 2008-01-22 → 2024-03-25
  Paradigm Consulting, Inc.
  Utica, NY
• 2014-04-25 → 2015-12-31
  D'ARcangelo Financial Group, Llc
  Utica, NY
  Utica, NY

Other Businesses

1.AFFILIATED WITH OSAIC WEALTH INC., A RIA, ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, 15TH FLOOR, NEW YORK, NY 10281. INVESTMENT RELATED. RECOMMEND AND MONITOR INVESTMENTS FOR CLIENTS. 2. CAMERON GROUP, LLC; NOT INVESTMENT-RELATED; 6007 FAIR LAKES ROAD, STE 100, EAST SYRACUSE, NY 13057; MEMBER; STARTED 01/01/2007; 0 HOURS/ 0 SECURITIES HOURS; NO DUTIES- PASSIVE INVESTOR. 3. 133 BUSINESS PARK DRIVE, LLC; NOT INVESTMENT RELATED; 133 BUSINESS PARK DRIVE, UTICA, NY 13502; MEMBER/MANAGER; SINCE 07/17/2013; 1-HR/MTH; 0 DURING SECURITY HOURS; COLLECTION OF LEASE PAYMENTS AND MAINTENANCE OF PROPERTY 4. CHARLES T. SITRIN HEALTH CARE CENTER FOUNDATION BOARD POSITION: BOARD MEMBER NATURE: FOUNDATION INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 10/22/2013 ADDRESS: 2050 TILDEN AVE, NEW HARTFORD NY 13413 DESCRIPTION: RAISE MONEY AND AWARENESS IN THE COMMUNITY FOR THE CHARLES T. SITRIN CENTER FOUNDATION. 5. NORTHERN STORAGE, LLC POSITION: Partner/Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2015; ADDRESS: 6 Slaytonbush Road, Whitesboro NY 13492, United States DESCRIPTION: Bookkeeping, pay bills,(Check writing abilities), no bill service access, no tax withholding. Responsibility for funds/money for this business is part of duties as bookkeeper. 6. EMPOWERED PATHWAYS POSITION: member NATURE: Non for Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 502 Court St., Suite 234, Utica NY 13502, United States DESCRIPTION: Reviews a proposed budget that advances the organization's purposes and goals for consideration and approval by the board of directors, monitors actuals vs budget over the year Develops policies, processes and reporting procedures that promote the financial well-being, sound financial budgeting, management and the safeguarding of assets, and regulatory/contractual compliance of the corporation for recommendation to and approval by the board of directors Monitors, on behalf of the board, implementation and compliance of all financial policies approved by the board Reviews the financial implications of new initiatives and changing project revenue Serves in an advisory and resource capacity to the treasurer in ensuring that accurate, complete and timely financial records and reports are developed, maintained and reported Educates the board as to their fiduciary role and responsibilities Assures that appropriate and sufficient insurance coverage is secured Performs the functions of audit review and investment committees I will recuse myself from making any investment related decisions. I am not on the decision making board, nor am I the investment advisor for this organization. 7. EMPIRE RETIREMENT PLANS POSITION: Retirement Plan Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2025 ADDRESS: 133 Business Park Drive, Utica NY 13502, United States DESCRIPTION: Provide investment advisory services for retirement plans under an independent RIA 8. MIDSTATE DEVELOPMENT GROUP LLC POSITION: Member Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/26/2025 ADDRESS: 10842 SE Arielle Terrace, Tequesta FL 33469, United States DESCRIPTION: I am a member partner of this development group. I will be investing half of the working capital.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-29
• S63 Uniform Securities Agent State Law Examination
  1991-10-03

Other Names

• Laurie Ann Ciancaglini