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Harry A Mcwilliams

LPl Financial LLC

Colmar, PA

Blue Bell, PA

CRD 2105179

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-03
PA RA APPROVED 2017-09-27
  • TX RA
    APPROVED_RES
    Since 2017-10-03
  • PA RA
    APPROVED
    Since 2017-09-27

Branch Locations

590 Bethlehem Pike Ste B, Colmar, PA 18915 • United States

Blue Bell, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Media PA 11/2005 Present
  • 11/2005 → Present
    Linsco/Private Ledger
    Media, PA
Previous Registrations
Other Businesses

1. 11/29/2005 - DBA ONLY - GRANITE FINANCIAL SOLUTIONS, LLC - COLMAR, PA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-07
  • S66 Uniform Combined State Law Examination
    2002-09-07

View on SEC IAPD

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