Brian Campion Stern

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Brian Stern Financial Consultant
  Rochester, MN
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Rochester, MN
• 11/2018 → Present
  Osaic Wealth, Inc.
  Rochester, MN

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Rochester, MN
  New Ulm, MN
  Rochester, MN
• 2014-02-05 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Eden Prairie, MN
  Rochester, MN

Other Businesses

1. ADVANCED FINANCIAL CONSULTANTS POSITION: Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 7 START DATE: 10/01/1998 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: Financial Advisor 2. ADVANCED FINANCIAL CONSULTANTS POSITION: Insurance Agent NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2012 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: insurance sales and service 3. BRIAN STERN INC POSITION: Owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 140 START DATE: 05/01/2015 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: DBA for securities business 4. BRIAN STERN INC POSITION: owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2012 ADDRESS: 2770 Commerce Drive NW, Rochester MN 55901, United States DESCRIPTION: DBA for fixed insurance business

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-18
• S63 Uniform Securities Agent State Law Examination
  1998-10-20