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Robert Alan Leon

Harbour Financial Resources, Ltd

Skokie, IL

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Current Employers
Harbour Financial Resources, Ltd

9933 Lawler Ave., Suite 500, Skokie, IL 60077-4302 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-03-24
IL RA APPROVED 1997-12-13
  • TX RA
    APPROVED_RES
    Since 2005-03-24
  • IL RA
    APPROVED
    Since 1997-12-13

Branch Locations

9933 Lawler Ave Suite 500, Skokie, IL 60077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Financial Resources, Ltd. Skokie IL 05/1994 Present
Other Businesses

CHIEF FINANCIAL OFFICER-PATRICIA RHODES INC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-29
S63 Uniform Securities Agent State Law Examination 1991-07-08
  • S65 Uniform Investment Adviser Law Examination
    1994-08-29
  • S63 Uniform Securities Agent State Law Examination
    1991-07-08

View on SEC IAPD

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Other Offices

MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC · SKOKIE, IL
10H CAPITAL · SKOKIE, IL
IHT WEALTH MANAGEMENT LLC · Skokie, IL
EDWARD JONES · SKOKIE, IL
CITIGROUP GLOBAL MARKETS INC. · SKOKIE, IL
J.P. MORGAN SECURITIES LLC · Skokie, IL
FINANCIAL SOLUTIONS, INC. · SKOKIE, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SKOKIE, IL

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