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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2021-03-02 |
| MN | RA | APPROVED | 2013-11-05 |
| TX | RA | APPROVED_RES | 1996-04-08 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St Paul | MN | 10/1990 | Present |
| Bank Of America, N.A. | St. Paul | MN | 06/2011 | Present |
I*71603 FOR-PROFIT ORGANIZATION - RALSTON GAP CATTLE CO, CHOUTEAU, MONTANA 55044 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 0, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 04/24/14, POSITION - OFFICER; CORPORATION - THIS IS MY WIFES FAMILY RANCH. SHE WILL INHERIT IT AT SOME POINT. THE PROPERTY ITSELF HAS BEEN LEASED OUT SO THE DAY TO DAY OPPERATION IS MINIMAL. ALL OPERATION IS DONE BE MY FATHER IN-LAW. I AM INVOLVED A S A SHARE HOLDER AS ARE MY WIFE AND KID.BIG SKY FARMING,PRESIDENT-FAMILY CORPORATION SOON TO BE INACTIVEI*1612281Name of OBA: KP 1 LLCAddress: Lakeville, MinnesotaInvestment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 12/15/2023No Hours: 0No Hours during trading: 0Duties:I am looking to purchase a Storage Flex Space and will rent it out to a private party I*, 2154294 Entity Type: Entity For Profit Name of OBA: Lazy M Bar Ag, LLC Address: Choteau, MT 59422 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 01/02/2025 No Hours: 10hrs per year No Hours during trading: 0 Duties: Buy Cattle on our ranch Ralston Gap Cattle Co
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-20 |
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