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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-11-13 |
| SC | RA | APPROVED | 2017-03-01 |
| TX | RA | APPROVED_RES | 2012-11-26 |
| NJ | RA | APPROVED | 2012-11-16 |
Branch Locations
1262 Simon Blvd Ste B102, Easton, PA 18042-1495 • United States
Lopatcong, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Branchburg | NJ | 11/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Easton | PA | 03/2020 | Present |
Board of Directors; Estate Planning Council of the Lehigh Valley; Board Member; PO Box 21076, , Lehigh Valley, PA, 18002; Not Investment-Related; 05/16/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-27 |
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