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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-11-13
SC RA APPROVED 2017-03-01
TX RA APPROVED_RES 2012-11-26
NJ RA APPROVED 2012-11-16
  • PA RA
    APPROVED
    Since 2019-11-13
  • SC RA
    APPROVED
    Since 2017-03-01
  • TX RA
    APPROVED_RES
    Since 2012-11-26
  • NJ RA
    APPROVED
    Since 2012-11-16

Branch Locations

1262 Simon Blvd Ste B102, Easton, PA 18042-1495 • United States

Lopatcong, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Branchburg NJ 11/2012 03/2020
Ameriprise Financial Services, Llc Easton PA 03/2020 Present
Previous Registrations
Other Businesses

Board of Directors; Estate Planning Council of the Lehigh Valley; Board Member; PO Box 21076, , Lehigh Valley, PA, 18002; Not Investment-Related; 05/16/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-14
S63 Uniform Securities Agent State Law Examination 1992-03-27
  • S65 Uniform Investment Adviser Law Examination
    1996-05-14
  • S63 Uniform Securities Agent State Law Examination
    1992-03-27

View on SEC IAPD

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