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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-01
  • IL RA
    APPROVED
    Since 2021-11-01

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

Evanston, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Atlantic Capital Corporation Pittsburgh PA 08/2003 Present
Mid Atlantic Financial Management Pittsburgh PA 08/2003 Present
North Star Investment Services, Inc. Northbrook IL 02/2004 Present
Newedge Advisors, Llc. New Orleans LA 11/2021 Present
  • 08/2003 → Present
    Mid Atlantic Capital Corporation
    Pittsburgh, PA
  • 08/2003 → Present
    Mid Atlantic Financial Management
    Pittsburgh, PA
  • 02/2004 → Present
    North Star Investment Services, Inc.
    Northbrook, IL
  • 11/2021 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
  • 2003-08-18 → 2021-11-01
    Mid Atlantic Financial Management, Inc.
    Northbrook, IL
    Northfield, IL
  • 2001-01-12 → 2003-08-27
    Deerfield, IL
Other Businesses

1)Fixed Annuities & Life Insurance*Yes Invest* Evanston, IL*Insurance*9/1/2003*President*Selling fixed annuties and life insurance to clients*2Hrs 2)WEALTH CAPITAL PARTNERS~NON INVESTMENT RELATED~522 KEENEY ST. EVANSTON IL 60202~FINANCIAL ACTIVITY~PRESIDENT/50% OWNER~SEPTEMBER 2003~5HRS PER MONTH~0HRS PER MONTH DURING MARKET~MARKETING, PLANNING, TECHNOLOGY, ADMINISTRATION 3) WEALTH CAPITAL PARTNERS, INC.~2003~INVESTMENT RELATED~AT REPORTED BUSINESS LOCATION(S)~DBA FOR NEWEDGE SECURITIES, INC.~AS A REGSITERED REPRESENTATIVE IF NEWEDGE SECURITIES, INC. I CONDUCT COMMISSION BASED SECURITIES BUSINESS AS A BROKER DEALER AGENT. I SPEND 80 HOURS PER MONTH DURING TRADING HOURS ON THIS ACTIVITY AND 0 HOURS DURING NON-TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1990-11-21
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1990-11-21
Designations

View on SEC IAPD

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