David Thomas Harrison

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → Present
  Mid Atlantic Capital Corporation
  Pittsburgh, PA
• 08/2003 → Present
  Mid Atlantic Financial Management
  Pittsburgh, PA
• 02/2004 → Present
  North Star Investment Services, Inc.
  Northbrook, IL
• 11/2021 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2003-08-18 → 2021-11-01
  Mid Atlantic Financial Management, Inc.
  Northbrook, IL
  Northfield, IL
• 2001-01-12 → 2003-08-27
  Wells Fargo Clearing Services, Llc
  Deerfield, IL

Other Businesses

1)Fixed Annuities & Life Insurance*Yes Invest* Evanston, IL*Insurance*9/1/2003*President*Selling fixed annuties and life insurance to clients*2Hrs 2)WEALTH CAPITAL PARTNERS~NON INVESTMENT RELATED~522 KEENEY ST. EVANSTON IL 60202~FINANCIAL ACTIVITY~PRESIDENT/50% OWNER~SEPTEMBER 2003~5HRS PER MONTH~0HRS PER MONTH DURING MARKET~MARKETING, PLANNING, TECHNOLOGY, ADMINISTRATION 3) WEALTH CAPITAL PARTNERS, INC.~2003~INVESTMENT RELATED~AT REPORTED BUSINESS LOCATION(S)~DBA FOR NEWEDGE SECURITIES, INC.~AS A REGSITERED REPRESENTATIVE IF NEWEDGE SECURITIES, INC. I CONDUCT COMMISSION BASED SECURITIES BUSINESS AS A BROKER DEALER AGENT. I SPEND 80 HOURS PER MONTH DURING TRADING HOURS ON THIS ACTIVITY AND 0 HOURS DURING NON-TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1990-11-21

Designations

• Certified Financial Planner