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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mid Atlantic Capital Corporation | Pittsburgh | PA | 08/2003 | Present |
| Mid Atlantic Financial Management | Pittsburgh | PA | 08/2003 | Present |
| North Star Investment Services, Inc. | Northbrook | IL | 02/2004 | Present |
| Newedge Advisors, Llc. | New Orleans | LA | 11/2021 | Present |
1)Fixed Annuities & Life Insurance*Yes Invest* Evanston, IL*Insurance*9/1/2003*President*Selling fixed annuties and life insurance to clients*2Hrs 2)WEALTH CAPITAL PARTNERS~NON INVESTMENT RELATED~522 KEENEY ST. EVANSTON IL 60202~FINANCIAL ACTIVITY~PRESIDENT/50% OWNER~SEPTEMBER 2003~5HRS PER MONTH~0HRS PER MONTH DURING MARKET~MARKETING, PLANNING, TECHNOLOGY, ADMINISTRATION 3) WEALTH CAPITAL PARTNERS, INC.~2003~INVESTMENT RELATED~AT REPORTED BUSINESS LOCATION(S)~DBA FOR NEWEDGE SECURITIES, INC.~AS A REGSITERED REPRESENTATIVE IF NEWEDGE SECURITIES, INC. I CONDUCT COMMISSION BASED SECURITIES BUSINESS AS A BROKER DEALER AGENT. I SPEND 80 HOURS PER MONTH DURING TRADING HOURS ON THIS ACTIVITY AND 0 HOURS DURING NON-TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-21 |
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