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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2005-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 10/1984 | Present |
| Northwestern Mutual Investment Services, Llc | Kansas City | MO | 10/1990 | Present |
| Northwestern Mutual Investment Services, Llc | Cleveland | OH | 07/2005 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2015 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. JCE FIANCIAL GROUP, LLC - 100% OWNER 3. 100% OWNERSHIP, JCE BUSINESS CONSULTING, BUSINESS RELATED COACHING, START DATE: 4/28/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COACHING AND MENTORING 2 HRS/MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-07 |
| S65 | Uniform Investment Adviser Law Examination | 1999-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-01 |
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