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Rodney Blake Christ

Spc

Houston, TX

Ann Arbor, MI

CRD 2103830

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Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-02
  • TX RA
    APPROVED
    Since 2014-07-02

Branch Locations

4544 Post Oak Place Dr, Houston, TX 77027 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 06/2014 Present
  • 06/2014 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
Previous Registrations
  • 2005-10-06 → 2014-06-12
    Houston, TX
    Houston, TX
    Richmond, TX
  • 1999-05-26 → 2005-10-13
    Tower Square Securities, Inc.
    Houston, TX
Other Businesses

1. DBA - CHRIST TAYLOR INSURANCE 2. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES 3. Co-own rental house in Driggs, ID with spouse. Start date: 1/8/16, no time spent during mkt hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1991-10-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1991-10-11
Other Names
  • Rod Christ

View on SEC IAPD

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