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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-06-08 |
| MI | RA | APPROVED | 2017-06-05 |
| FL | RA | APPROVED | 2017-05-31 |
| IN | RA | APPROVED | 2017-05-31 |
| TX | RA | APPROVED_RES | 2017-05-30 |
Branch Locations
839 Main St Ste 100, Lafayette, IN 47901 • United States
22 W 9Th St, Cincinnati, OH 45202 • United States
350 E Michigan Ave Ste 215, Kalamazoo, MI 49007 • United States
6767 N Wickham Rd Ste 400, Melbourne, FL 32940 • United States
150 W Lincolnway Ste 102, Valparaiso, IN 46383 • United States
23 S 8Th St Ste 1200, Noblesville, IN 46060 • United States
3209 W Smith Valley Rd Ste 145, Greenwood, IN 46142 • United States
215 N Water St Ste 124B, Owosso, MI 48867 • United States
5401 Vogel Rd., Ste. 830, Evansville, IN 47715-7833 • United States
10801 Yankee St, Dayton, OH 45458 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Lafayette | IN | 05/2009 | 05/2017 |
| Ameriprise Financial Advisors Inc. | Lafayette | IN | 05/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Lafayette | IN | 03/2020 | Present |
Business Ownership; NRL Properties, LLC; ; NRL owns our Lafayette Commercial Office Building and our Cincinnati Commercial office Building. Both of which have Commercial tenants.; 839 Main Street, Suite 100Lafayette, IN 47901, ,; Not Investment-Related; 01/09/2008; 1 to 9 hours per month; 1 to 9 during trading hours / Bison Investment Advisors, Inc; CEO; This Corporation operates to service my Ameriprise Franchise.; 839 Main Street, , Lafayette, IN, 47901; Not Investment-Related; 01/09/1999; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-26 |
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