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Marcella Ree Lees

LPl Financial LLC

Roseville, CA

Scottsdale, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-20
CA RA APPROVED 2022-03-21
  • TX RA
    APPROVED_RES
    Since 2024-08-20
  • CA RA
    APPROVED
    Since 2022-03-21

Branch Locations

2998 Douglas Blvd., Suite 320, Roseville, CA 95661 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Roseville CA 10/2009 03/2022
Lpl Financial, Llc Scottsdale AZ 03/2022 Present
  • 10/2009 → 03/2022
    Ameriprise Financial Services, Inc.
    Roseville, CA
  • 03/2022 → Present
    Lpl Financial, Llc
    Scottsdale, AZ
Previous Registrations
Other Businesses

1) 3/2022 - DBA for LPL Business (entity for LPL business) - Rubicon Advisors - Investment Related - Scottsdale, AZ 85251

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-12
S63 Uniform Securities Agent State Law Examination 1991-01-14
  • S66 Uniform Combined State Law Examination
    2009-10-12
  • S63 Uniform Securities Agent State Law Examination
    1991-01-14
Other Names
  • Marcella Ree Whistler

View on SEC IAPD

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Other Investors

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Kristofer Louis Jones
DANIEL HAVEN FULLER
Zachary Ward Scholfield
JULIA RAMONA SHILES
EDWARD JOSEPH BUNTING
BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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