Scott Francis Thompson

Current Employers

Employment History

• 11/2008 → Present
  Dinin Parkins Assoc
  Oakmont, PA
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-12-22 → 2013-09-03
  Tower Square Securities, Inc.
  Oakmont, PA
• 2008-03-14 → 2008-09-03
  Countrywide Investment Services, Inc.
  Philadelphia, PA
  Pittsburgh, PA

Other Businesses

1)INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LTC, MEDICARE RELATED PRODUCTS THROUGH DINNIN & PARKINS ASSOCIATED INC(300 ALLEGHENY RIVER BLVD. OAKMONT, PA 15139) BEGAN 05/2011 30HRS/WKDY, 2HRS/WKEND 2)ENTERTAINMENT HELPER SIDE-BY-SIDE ENTERTAINMENT HELP WITH THE PERFORMANCE DUITES OF THE ENTERTAINMENT COMPANY BOOKED FOR WEDDINGS, PARTIES, ETC. IN CRANBERRY TWP., PA FOR 8 TRADING AND 3 NON TRADING HOURS SINCE 5/2003 3. NAME OF OTHER BUSINESS: DBA KEYSTONE INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OUTSIDE INSURANCE ASSOCIATION START DATE: 1/2013 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: VARIES SOME DURING TRADING HOURS 4. NAME OF OTHER BUSINESS: JOHN GRAFF INSURANCE INVESTMENT RELATED: YES ADDRESS: 213 MARKET ST, KITTANNING, PA 16201 NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/2017 POSITION/TITLE/RELATIONSHIP: AGENT APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: PROPERTY & CASUALTY INSURANCE SALES 5. NAME OF OTHER BUSINESS: NEWTON LEHMAN AGENCY INVESTMENT RELATED: YES ADDRESS: 3808 MCKNIGHT EAST DR., PITTSBURGH, PA 16152 NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/2017 POSITION/TITLE/RELATIONSHIP: AGENT APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: PROPERTY & CASUALTY INSURANCE SALES 6. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS NATURE OF BUSINESS: MOTIVATIONAL SPEAKING START DATE: 7/2017 POSITION/TITLE/RELATIONSHIP: SPEAKER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PRESENTATION AT MOTIVATIONAL SPEAKING ENGAGEMENTS.