Macie Ann Stratton

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
NJ	RA	APPROVED	2009-08-18
TX	RA	APPROVED_RES	2009-08-13

NY RA
APPROVED

Since 2021-06-16
NJ RA
APPROVED

Since 2009-08-18
TX RA
APPROVED_RES

Since 2009-08-13

Branch Locations

One Penn Plaza 43Rd Floor, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	New York	NY	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

New York, NY
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

1. PHILADELPHIA, PA - PROPERTY RENTAL; OWNER; NEW YORK; NO TIME SPENT DURING AND AFTER BUSINESS; 08/2013 *539954- Estate; Investment related-Yes; Blauvelt , New York; 01/2023; During business hours: 1; After business hours: 5

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-02-05
S63	Uniform Securities Agent State Law Examination	1993-05-25

S65 Uniform Investment Adviser Law Examination

2000-02-05
S63 Uniform Securities Agent State Law Examination

1993-05-25

Other Names

Macie Ann Parladore

View on SEC IAPD