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Allan William Moskowitz

Mason & Associates, Inc.

Berkeley, CA

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Current Employers
Mason & Associates, Inc.

7474 North Figueroa Street Suite 100, Los Angeles, CA 90041 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-11-24
CA RA APPROVED 2025-09-19
  • NM RA
    APPROVED
    Since 2025-11-24
  • CA RA
    APPROVED
    Since 2025-09-19

Branch Locations

900 Colusa Ave., Suite 201, Berkeley, CA 94707 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transformative Wealth Management Llc El Cerrito CA 04/2016 Present
Mason & Associates, Inc Los Angeles CA 08/2025 Present
Previous Registrations
  • 2016-06-13 → 2026-05-12
    Transformative Wealth Management Llc
    El Cerrito, CA
  • 2008-08-25 → 2016-07-28
    Protected Investors Of America
    San Francisco, CA
    San Pablo, CA
    San Francisco, CA
    El Cerrito, CA
  • 2000-04-27 → 2008-08-27
    Financial West Group
    San Lorenzo, CA
    Westlake Village, CA
    San Pablo, CA
    Westlake Village, CA
    San Pablo, CA
    New York, NY
Other Businesses

Mr. Moskowitz also owns real estate rental property in Richmond, CA and El Cerrito, CA.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-12-27
  • S63 Uniform Securities Agent State Law Examination
    1990-12-27
Designations

View on SEC IAPD

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Other Investors

JEFFREY VALENTINE ST. CLAIRE
PETER BRAY REIDENBACH
Samaya Patel
AMY STOEPLER THACHER
DARREN SCOTT TAGGART
Mark Lawrence Hortizuela Cortez
ASHLEY COONS
HAMED RASHIDPOUR

Other Offices

BLUME CAPITAL MANAGEMENT, INC. · BERKELEY, CA
FUTURE FRONTIER CAPITAL, LLC · BERKELEY, CA
VOLEON CAPITAL MANAGEMENT LP · BERKELEY, CA
CITIGROUP GLOBAL MARKETS INC. · Berkeley, CA
Z21 VENTURES MANAGEMENT COMPANY, LLC · BERKELEY, CA
STRATEGIC ADVISERS LLC · BERKELEY, CA
LPL FINANCIAL LLC · BERKELEY, CA
CHARLES SCHWAB & CO., INC. · Berkeley, CA

More in Berkeley, CA

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