Allan William Moskowitz

Employer firm

Mason & Associates, Inc. CRD 141303

$829M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Transformative Wealth Management Llc
  El Cerrito, CA
• 08/2025 → Present
  Mason & Associates, Inc
  Los Angeles, CA

Previous Registrations

• 2016-06-13 → 2026-05-12
  Transformative Wealth Management Llc
  El Cerrito, CA
• 2008-08-25 → 2016-07-28
  Protected Investors Of America
  San Francisco, CA
  San Pablo, CA
  San Francisco, CA
  El Cerrito, CA
• 2000-04-27 → 2008-08-27
  Financial West Group
  San Lorenzo, CA
  Westlake Village, CA
  San Pablo, CA
  Westlake Village, CA
  San Pablo, CA
  New York, NY

Other Businesses

Mr. Moskowitz also owns real estate rental property in Richmond, CA and El Cerrito, CA.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-12-27

Designations

• Certified Financial Planner