Ali Mahallati

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-03-25

FL RA
APPROVED

Since 2017-03-25

Branch Locations

1000 Corporate Dr, Suite 700 Radice Iii, Ft Lauderdale, FL 33334-3637 • United States

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Miami	FL	07/1990	03/2017
Mml Investors Services, Llc	Fort Lauderdale	FL	03/2017	Present
Massmutual Life Insurance Co	Fort Lauderdale	FL	07/2016	Present

07/1990 → 03/2017

Metlife Securities Inc.

Miami, FL
03/2017 → Present

Mml Investors Services, Llc

Fort Lauderdale, FL
07/2016 → Present

Massmutual Life Insurance Co

Fort Lauderdale, FL

Previous Registrations

1990-11-26 → 2017-03-25

Msi Financial Services, Inc.

Miami, FL

Coral Gables, FL

Other Businesses

INDEPENDENT INSURANCE AGENT - DENTAL AND GROUP DISABILITY INCOME, DISABILITY, LIFE/ACCIDENT/HEALTH - FROM RESDENTIAL ADDRESS - 0 SECURITY HOURS AND 1 NONSECURITY HOUR - SINCE 01/1998

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-05-16
S65	Uniform Investment Adviser Law Examination	2000-03-06

S63 Uniform Securities Agent State Law Examination

2000-05-16
S65 Uniform Investment Adviser Law Examination

2000-03-06

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews