Daniel Jay Cotton

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 05/2018
  Lpl Financial Llc
  Woburn, MA
• 01/2014 → 09/2022
  Pinnacle Private Wealth, Llc
  Woburn, MA
• 05/2018 → 08/2022
  Triad Advisors, Lls
  Norcross, GA
• 09/2022 → 06/2025
  Lpl Financial Llc
  Burlington, MA
• 09/2022 → Present
  Wealth Enhancement Advisory Services
  Burlington, MA
• 09/2022 → Present
  Wealth Enhancement Group
  Burlington, MA
• 09/2022 → Present
  Wealth Enhancement Brokerage Services
  Burlington, MA

Previous Registrations

• 2014-03-14 → 2022-09-22
  Pinnacle Private Wealth, Llc
  Woburn, MA
• 2009-06-04 → 2015-10-28
  Lpl Financial Llc
  Woburn, MA
  San Diego, CA
  Woburn, MA
• 2004-10-20 → 2007-11-20
  Banc Of America Investment Services, Inc.
  Beverly, MA
  Burlington, MA
  Beverly, MA
  Beverly, MA
  Hamilton, MA
  Melrose, MA
  Beverly, MA
• 2004-09-03 → 2004-10-20
  Quick & Reilly, Inc.
  Cambridge, MA

Other Businesses

1) 9/2022- PINNACLE PRIVATE WEALTH LLC- Business Entity For Tax/Investment Purposes Only- owner- non-inv. related- Burlington, MA - start date 6/2009- 160hrs/nth 2) 11/02/2022 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 09/15/2022 - 160 Hours Per Month/1 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEAL TH ENHANCEMENT ADVISORY SERVICES LL, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-30
• S63 Uniform Securities Agent State Law Examination
  1991-01-11