Michael Zawadiwskyi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 04/2018
  Axa Advisors, Llc
  New York, NY
• 04/2018 → 07/2025
  Next Financial Group
  Fairfield, NJ
• 07/2025 → Present
  Lpl Financial Llc
  Oradell, NJ

Previous Registrations

• 2018-04-24 → 2025-07-10
  Next Financial Group, Inc.
  Fairfield, NJ
  Houston, TX
  Oradell, NJ
• 2014-06-17 → 2018-04-30
  Equitable Advisors, Llc
  Morristown, NJ
  Woodbridge, NJ
  Morristown, NJ

Other Businesses

1. 07/10/2025- Red Oak Wealth Management, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/01/2018- 160 Hours Per Month- 130 Hours During Trading 2. 07/10/2025- Red Oak Insurance Agency, LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2023- 10 Hours Per Month- 5 Hours During Trading 3. 07/10/2025- Michael and Alexandra Zawadiwskyi- Real Estate Rental- INV Related- At Tannersville, PA- Start date 01/01/2018- 2 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2014-06-14
• S63 Uniform Securities Agent State Law Examination
  1990-11-06

Designations

• Certified Financial Planner

Other Names

• Michael Zawadiwsky
• Michael Dominic Zawadiwskyi