Michael Lyons Thomas

Employer firm

Global Retirement Partners LLC CRD 172011

$170B regulatory AUM 798 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 12/2016
  Principal Life Insurance Company
  Charlotte, NC
• 09/2014 → 12/2017
  Princor Financial Services Corporation
  Charlotte, NC
• 02/2015 → 02/2018
  Universitas Financial Services
  Charlotte, NC
• 02/2018 → 09/2019
  Principal Securities Inc
  Charlotte, NC
• 01/2017 → Present
  Preferred Care Management
  Charlotte, NC
• 08/2019 → Present
  Global Retirement Partners Llc
  San Rafael, CA

Previous Registrations

• 2018-02-27 → 2018-06-20
  Principal Securities, Inc.
  Charlotte, NC
• 2015-01-22 → 2017-12-31
  Principal Securities, Inc.
  Charlotte, NC
• 2012-04-18 → 2013-05-01
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 2008-02-29 → 2010-07-01
  Wells Fargo Clearing Services, Llc
  Davidson, NC
• 2001-09-07 → 2008-03-13
  Citigroup Global Markets Inc.
  Charlotte, NC
  Charlotte, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-01-31
• S63 Uniform Securities Agent State Law Examination
  1990-12-21

Other Names

• Mickey Thomas
• Michael Lyons Thomas
• Michael Lyons Thomas
• Michael Lyons Thomas