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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-12-23 |
Branch Locations
250 Pehle Ave Ste 500 Park 80 West, Plaza Two, Saddle Brook, NJ 07663 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. - Oam Inc | New York | NY | 03/2015 | 07/2020 |
| Oppenheimer & Co. Inc | Saddle Brook | NJ | 07/2020 | 04/2022 |
| Morgan Stanley | Paramus | NJ | 05/2022 | 03/2023 |
| Ameriprise Financial Services, Llc | Fairfield | NJ | 03/2023 | 08/2024 |
| Osaic Fa | Paramus | NJ | 09/2024 | 11/2024 |
| Ameriprise Financial Services, Llc | Saddle Brook | NJ | 12/2024 | Present |
Outside Employment; Village Yoga; yoga teacher; Yoga studio; 530 S. Broad St, , Glen Rock, NJ, 07452; Not Investment-Related; 05/11/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Village Yoga; Client service - front desk staff.; Yoga studio; 530 S Broad St, , Glen Rock, NJ, 07452; Not Investment-Related; 05/11/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-12 |
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