James La Motte Deese

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 12/2018
  Fsc Securities Corporation
  Stratford, CT
• 12/2018 → 11/2023
  Fsc Securities Corporation
  Greenville, DE
• 11/2023 → Present
  Osaic Wealth, Inc.
  Greenville, DE

Previous Registrations

• 2006-08-03 → 2023-11-03
  Fsc Securities Corporation
  Greenville, DE
• 2000-10-10 → 2006-08-10
  Citigroup Global Markets Inc.
  Stamford, CT
  Stamford, CT

Other Businesses

1) INVESTMENT ADVISORY SERVICES OFFERED THROUGH OSAIC WEALTH, INC. (AN SEC-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE. 2) BRYANT TRUST POSITION: Trustee NATURE: Personal trust for Ken Bryant formed under his father's will. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/10/2014; ADDRESS: P.O. Box 4339, Greenville DE 19807, United States; DESCRIPTION: All the normal duties of a trustee. 3) JAMES DEESE - INSURANCE POSITION: agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/29/1993 ADDRESS: 4407 Kennett Pike, Greenville, DE DE 19807, United States DESCRIPTION: Insurance products offered as an independent insurance agent

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-08-06
• S65 Uniform Investment Adviser Law Examination
  1990-10-08

Other Names

• James Deese