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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-20
MO RA APPROVED 2021-01-25
TX RA APPROVED_RES 2018-08-17
  • FL RA
    APPROVED
    Since 2023-11-20
  • MO RA
    APPROVED
    Since 2021-01-25
  • TX RA
    APPROVED_RES
    Since 2018-08-17

Branch Locations

Florissant, MO • United States

9900 Clayton Road, St Louis, MO 63124 • United States

Key West, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Frontenac MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Frontenac MO 11/2016 05/2018
Raymond James & Associates, Inc. St.LOuis MO 05/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Frontenac, MO
  • 11/2016 → 05/2018
    Wells Fargo Clearing Services, Llc
    Frontenac, MO
  • 05/2018 → Present
    St.LOuis, MO
Other Businesses

(1)Name of Business: 32 Magnolia Dr LLC Address: 6 Portage Road, Florissant, MO, 63034, United States Activity Type: Personal/Private Investment Position/Title: Partner Investment Related: No Start Date: 05/11/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I'm the 100% partner in the LLC. (2)Name of Business: 530 William Street LLC Address: 6 Portage Road, Florissant, MO, 63034, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/11/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversight, I am compensated with the rent collected but am passive in the sense that I let the Management Company do there job to rent the property/s. (3)Name of Business: Key West Real Estate Holdings LLC Address: 6 Portage Road, Florissant, MO, 63034, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/11/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Property management (4)Name of Business: Little's Island LLC Address: 6 Portage Road, Florissant, MO, 63034, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/11/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Keep hunters off the island, post No Tresspassing, manage liability thru insurance and manage the deer population on the island. (5)Name of Business: Pink House Key West Address: 6 Portage Road, Florissant, MO, 63034, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/11/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversight of property (6)Name of Business: Portage Road Association Address: 6 Portage Road, Florissant, MO, 63034, United States Activity Type: Non profit Position/Title: Other Investment Related: Yes Start Date: 05/11/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Portage Road Association is responsible for the maintenance of the green space and the private roads for all property owners in Portage Road. I act as the administrator. (7)Name of Business: Rental Property - 10668 Varese Lane Address: 6 Portage Road, Florissant, MO, 63034, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/11/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I'm the sole property owner of the rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-11
S63 Uniform Securities Agent State Law Examination 1991-02-01
  • S66 Uniform Combined State Law Examination
    2020-12-11
  • S63 Uniform Securities Agent State Law Examination
    1991-02-01

View on SEC IAPD

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