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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-14 |
| MD | RA | APPROVED | 2024-05-06 |
Branch Locations
7501 Wisconsin Ave. Suite 740W, Bethesda, MD 20814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Mclean | VA | 12/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2016 | 05/2024 |
| Raymond James & Associates | Bethesda | MD | 05/2024 | Present |
(1)Name of Business: Address: 7822 Tilghman St, Fulton, MD, 20759, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: musician
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-28 |
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