Bruce Harold Melling

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 05/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2006 → Present
  Bruce H. Melling Accountancy Corporation
  Twin Lakes, WI

Previous Registrations

• 2001-06-15 → 2004-10-29
  Genworth Financial Planning Corporation
  Lake Villa, IL

Other Businesses

1) NAME OF OTHER BUSINESS: BRUCE H. MELLING ACCOUNTANCY CORPORATION D/B/A BRUCE H. MELLING, CPA, PFS, CFP; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SOLE PRACTIONER CPA FIRM; START DATE: 01/2006; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: TAX PREP, CONSULTING AND LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS; 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/12/2016 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-02-12

Designations

• Certified Financial Planner
• Personal Financial Specialist