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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-12-20
FL RA APPROVED 1996-11-06
  • TX RA
    APPROVED_RES
    Since 2013-12-20
  • FL RA
    APPROVED
    Since 1996-11-06

Branch Locations

200 E Robinson St Ste 1200, Orlando, FL 32801 • United States

Orlando, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Orlando FL 10/1991 03/2020
Ameriprise Financial Services, Llc Orlando FL 03/2020 Present
Other Businesses

Business Ownership; Vinoli property; just own property owner; rental property; 5515 jessamine lane, , orlando, FL, 32839; Not Investment-Related; 01/01/2009; 1 to 9 hours per month; 0 during trading hours / Savor inc; to run the financial practice payroll and benefits; run the business payroll and benefits; 5515 jessamine lane, , orlando, FL, 32839; Not Investment-Related; 12/03/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Virtus Tax Services, LLC; Owner; Tax Preparation; 200 east robinson st suite 1290, , orlando , FL, 32801; Not Investment-Related; 01/25/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-15
S63 Uniform Securities Agent State Law Examination 1990-12-11
  • S65 Uniform Investment Adviser Law Examination
    1997-08-15
  • S63 Uniform Securities Agent State Law Examination
    1990-12-11

View on SEC IAPD

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