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Leonilo Cabuena Garces

Wells Fargo Clearing Services, LLC

Stockton, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-11-19
CA RA APPROVED 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2009-11-19
  • CA RA
    APPROVED
    Since 2003-07-01

Branch Locations

3121 W March Ln Ste 110, Stockton, CA 95219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Stockton CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Stockton CA 11/2016 Present
Previous Registrations
  • 2000-10-12 → 2003-07-01
    Prudential Equity Group, Llc
    Stockton, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-03-26
  • S63 Uniform Securities Agent State Law Examination
    1991-03-26
Other Names
  • Leon C Garces
  • Leon Cabuena Garces
  • Leon Cabuena Garces
  • Leon Nilo
  • Nilo Garces
  • Leon Graces

View on SEC IAPD

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PNC WEALTH MANAGEMENT LLC · STOCKTON, CA
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