Thomas Nelson Thibeault

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Current Employers

William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-05-01
MD	RA	APPROVED	2026-05-01

CT RA
APPROVED

Since 2026-05-01
MD RA
APPROVED

Since 2026-05-01

Branch Locations

Phoenix, MD • United States

100 International Drive Suite 19000, Baltimore, MD 21202 • United States

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Chapin Davis	Baltimore	MD	10/2009	Present

10/2009 → Present

Chapin Davis

Baltimore, MD

Previous Registrations

2009-10-16 → 2026-05-01

Chapin, Davis

Baltimore, MD

Baltimore, MD

Baltimore, MD
2006-12-15 → 2009-10-06

Ubs Financial Services Inc.

Hunt Valley, MD
2003-11-11 → 2006-11-06

Mount Vernon Associates Inc

Baltimore, MD
1999-08-23 → 2003-07-24

Deutsche Bank Securities Inc.

Baltimore, MD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-08-30
S65	Uniform Investment Adviser Law Examination	1999-07-13

S63 Uniform Securities Agent State Law Examination

2007-08-30
S65 Uniform Investment Adviser Law Examination

1999-07-13

Other Names

Thomas Thibeault

View on SEC IAPD

Other Firms

SOVEREIGN FINANCIAL SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RASKIN GLOBAL INC.

CETERA INVESTMENT ADVISERS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

FOUNDERS FINANCIAL SECURITIES LLC

Other Investors

SHAWN PATRICK MILLER

Melissa Jeanne Miller

Terese Marie Hopper

GRAHAM TYLER BAUER

LEONARD P RASKIN

KELLY MICHELLE DUNSTON

Gabriela C Miutescu

Other Offices

SOVEREIGN FINANCIAL SERVICES, LLC · PHOENIX, MD

PNC WEALTH MANAGEMENT LLC · PHOENIX, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PHOENIX, MD

RASKIN GLOBAL INC. · PHOENIX, MD

CETERA INVESTMENT ADVISERS LLC · PHOENIX, MD

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, MD

LPL FINANCIAL LLC · GLEN ARM, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Sparks, MD

More in Phoenix, MD

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