Karen Ann Henke

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Omaha, NE
• 02/2017 → Present
  Bank Of America, N.A.
  Lincoln, NE

Previous Registrations

• 2003-07-01 → 2006-05-08
  Wells Fargo Clearing Services, Llc
  Edmond, OK
• 1995-04-04 → 2003-07-01
  Prudential Equity Group, Llc
  Oklahoma City, OK

Other Businesses

I*: 2172289 Entity Type: For Profit Name of OBA: Elk Ridge Timber Cabin Address: Omaha, NE Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 01/21/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Holding company for property I already own that I am turning into a short term rental. Property management.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-13
• S63 Uniform Securities Agent State Law Examination
  1994-01-05

Other Names

• Karen A Henke
• Karen A Leise