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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Rochester | NY | 09/1990 | Present |
| Pruco Securities, Llc. | Rochester | NY | 09/1990 | 11/2024 |
| Lpl Enterprise, Llc | Rochester | NY | 11/2024 | Present |
1) 02/28/2025- New York Auto Insurance Plan- Property and Casualty- NYS Sponsored Auto Insurance Plan ,I have been a Dormant Agent for Approx past 30 Years as there was no Need, Just recently reactivated appointment - inv. related- at Rochester, NY- start date 01/01/1991- 1hr/mnth-0hrs during trading 2) 02/28/2025- NY Property Insurance Underwriting Assoc- Property and Casualty- NYS Sponsored Homeowners Insurance for Declined Quotes , in recent years only have a couple Policyholders in this program- inv. related- at Wappingers Falls, NY- start date 01/01/1991-1hr/mnth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-11-08 |
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