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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-20 |
| VA | RA | APPROVED | 2009-09-08 |
Branch Locations
44675 Cape Court, Suite 100, Ashburn, VA 20147-0000 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ashburn | VA | 09/2009 | Present |
1. 12/22/2009 - NON-VARIABLE INSURANCE - INTEGRATED INSURANCE - BROKER - INSURANCE BROKERAGE (TERM AND FIXED LIFE). - 1% OF TIME - ASHBURN, VA. 2. 11/20/2017 - GLIA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 10/10/2017 - 8 Hours Per Month/8 Hours During Securities Trading 3. 08/30/2023 - Real Estate Rental - Investment Related - Southern Pines, NC - Start Date 08/25/2023 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-16 |
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