Bob Palmer Hodges

Current Employers

Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-05-06

FL RA
APPROVED

Since 2020-05-06

Branch Locations

2272 Airport Rd S. Suite 207, Naples, FL 34112 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Capital Guardian, Llc	Naples	FL	10/2010	05/2017
Capital Guardian Wealth Management, Llc	Naples	FL	10/2010	07/2018
Kovack Securities, Inc.	Fort Lauderdale	FL	05/2017	Present
Kovack Advisors, Inc.	Fort Lauderdale	FL	04/2020	Present

10/2010 → 05/2017

Capital Guardian, Llc

Naples, FL
10/2010 → 07/2018

Capital Guardian Wealth Management, Llc

Naples, FL
05/2017 → Present

Kovack Securities, Inc.

Fort Lauderdale, FL
04/2020 → Present

Kovack Advisors, Inc.

Fort Lauderdale, FL

Previous Registrations

2010-11-01 → 2018-07-13

Capital Guardian Wealth Management, Llc

Miami, FL

Naples, FL
2009-02-25 → 2010-10-13

Moors & Cabot, Inc.

Boston, MA

Naples, FL

Maitland, FL

Other Businesses

1) DBA - HODGES WEALTH MANAGEMENT LLC - 2272 AIRPORT ROAD S. STE 207, NAPLES, FL 34112; OWNER; 100% OF TIME SPENT 2) INSURANCE AGENT - 2272 AIRPORT ROAD SUITE 227, NAPLES, FL 34112; FIXED, VA, EIA, LTC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-02-17
S63	Uniform Securities Agent State Law Examination	1991-01-24

S65 Uniform Investment Adviser Law Examination

2009-02-17
S63 Uniform Securities Agent State Law Examination

1991-01-24

Other Names

Robert Palmer Hodges

View on SEC IAPD