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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-29
  • IA RA
    APPROVED
    Since 2023-06-29

Branch Locations

605 13Th St North, Humboldt, IA 50548 • United States

714 Central Ave E, Clarion, IA 50525 • United States

609 Broad St, Story City, IA 50248 • United States

505 2Nd St, Webster City, IA 50595 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First State Bank Webster City IA 05/1986 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/1986 → Present
    First State Bank
    Webster City, IA
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2015 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF TRADING HOURS PER WEEK: 8 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES, AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: FIRST STATE BANK DBA FIRST STATE BANK INVESTMENT SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK POSITION/TITLE/RELATIONSHIP: MANAGER START DATE: 10/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: MANAGER OF BANK IRA PROGRAM; BANK OFFICER. 3. NAME OF OTHER BUSINESS: WC4PLEX LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 10/2018 POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: SPLIT OWNERSHIP WITH FAMILY ; 4. NAME OF OTHER BUSINESS: SAINT PAUL LUTHERAN CHURCH; INVESTMENT RELATED: NO; ADDRESS: 3726 NELSON AVE, JEWELL, IA, 50130; NATURE OF BUSINESS: RELIGIOUS; START DATE: 4/2022; POSITION/TITLE/RELATIONSHIP: DEACON; APX NUMBER OF HOURS PER WEEK: 1; NOT DURING TRADING HOURS; BRIEF DESCRIPTION OF DUTIES:SPIRITUAL LEADER, ADVISOR TO PASTOR; 5. NAME OF OTHER BUSINESS: FINANCIAL LITERACY COUNCIL OF GREATER HAMILTON COUNTY INVESTMENT RELATED: NO ADDRESS: 501 BANK ST, SUITE 1, WEBSTER CITY, IA, 50595 NATURE OF BUSINESS: NON-PROFIT START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 2 NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: PROMOTE FINANCIAL KNOWLEDGE AND SKILLS AMONG HAMILTON RESIDENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-28
S63 Uniform Securities Agent State Law Examination 1990-11-09
  • S66 Uniform Combined State Law Examination
    2011-06-28
  • S63 Uniform Securities Agent State Law Examination
    1990-11-09
Other Names
  • Will Johnston

View on SEC IAPD

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