Best Investors
Account
Sign in
Best Investors
Account
Sign in
Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-10-26 |
| NC | RA | APPROVED | 2023-06-08 |
| AZ | RA | APPROVED | 2023-05-09 |
| TX | RA | APPROVED | 2023-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paradise Valley Unified School District | Phoenix | AZ | 05/2015 | 02/2020 |
| The Vanguard Group, Inc. | Charlotte | NC | 05/2020 | Present |
| Self-Employed | Lancaster | SC | 04/2024 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 05/2020 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2023 | Present |
NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS: LANCASTER, SC NATURE OF BUSINESS: CONSULTING POSITION: CONSULTANT START DATE: 04/2024 APPROXIMATE HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ASSISTING PEOPLE RECOVER FUNDS OWED FROM RECENT FORCED PROPERTY SALE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-21 |
Reach out to this advisor