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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2006-01-18 |
Branch Locations
9998 Crosspoint Blvd, Ste 400, Indianapolis, IN 46256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 02/1989 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 09/1990 | Present |
| Northwestern Mutual Investment Services, Llc | Indianapolis | IN | 01/2006 | Present |
| Independent Contractor | Fishers | IN | 01/2010 | Present |
| Norwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2014 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; NOT INVESTMENT-RELATED. 2. POA, MARY JEAN ELLIS (IMMEDIATE FAMILY), POA/EXECUTOR, START DATE: 11/21/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, NOT INVESTMENT-RELATED. 3. POA AND EXECUTOR FOR JUDY R DEKEN (IMMEDIATE FAMILY), POA/EXECUTOR, START DATE: 11/21/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NOT INVESTMENT-RELATED. 3. TRUSTEE, W.D. IRREVOCABLE TRUST, IMMEDIATE FAMILY, START DATE: 11/13/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PAY TO OR APPLY FOR THE BENEFIT OF THE BENEFICIARY SO MUCH OF THE NET INCOME AND PRINCIPAL OF HIS OR HER TRUST SHARE AS THE TRUSTEE DETERMINES, IN ITS DISCRETION, TO BE NECESSARY OR ADVISABLE FOR THE BENEFICIARYÂ??S HEALTH, EDUCATION, MAINTENANCE, AND SUPPORT IN ACCORDANCE WITH THE STYLE AND MANNER OF LIVING TO WHICH HE OR SHE IS ACCUSTOMED; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-26 |
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