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Shufan Nmi Cao

Silver Oak Wealth Advisors Services, LLC

Los Angeles, CA

CRD 5004223

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Employer firm

Silver Oak Wealth Advisors Services, LLC CRD 291645

$300M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Silver Oak Wealth Advisors Services, Llc

10940 Wilshire Blvd Suite 975, Los Angeles, CA 90024 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-09
CA RA APPROVED 2018-01-12
  • TX RA
    APPROVED
    Since 2022-11-09
  • CA RA
    APPROVED
    Since 2018-01-12

Branch Locations

10940 Wilshire Blvd Suite 975, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Silver Oak Wealth Advisors, Llc Los Angeles CA 09/2005 12/2017
Silver Oak Wealth Advisors Services, Llc Los Angeles CA 01/2018 Present
Previous Registrations
  • 2009-06-04 → 2018-03-01
    Silver Oak Wealth Advisors
    Los Angeles, CA
Designations
  • Certified Financial Planner
Other Names
  • Linda Cao
  • Shufan Cao

View on SEC IAPD

Nearby Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC

Nearby Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER

Nearby Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA

More in Los Angeles, CA

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