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Shufan Nmi Cao

Silver Oak Wealth Advisors Services, LLC

Los Angeles, CA

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Current Employers
Silver Oak Wealth Advisors Services, Llc

10940 Wilshire Blvd Suite 975, Los Angeles, CA 90024 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-09
CA RA APPROVED 2018-01-12
  • TX RA
    APPROVED
    Since 2022-11-09
  • CA RA
    APPROVED
    Since 2018-01-12

Branch Locations

10940 Wilshire Blvd Suite 975, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Silver Oak Wealth Advisors, Llc Los Angeles CA 09/2005 12/2017
Silver Oak Wealth Advisors Services, Llc Los Angeles CA 01/2018 Present
Previous Registrations
  • 2009-06-04 → 2018-03-01
    Silver Oak Wealth Advisors
    Los Angeles, CA
Designations
Other Names
  • Linda Cao
  • Shufan Cao

View on SEC IAPD

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