Joseph Anthony Miceli

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-02-21
IL	RA	APPROVED	2000-05-10

TX RA
APPROVED_RES

Since 2025-02-21
IL RA
APPROVED

Since 2000-05-10

Branch Locations

260 E. Army Trail Road Suite F, Bartlett, IL 60103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	01/2000	Present
Cetera Investment Advisers Llc	Schaumburg	IL	05/2000	Present

01/2000 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
05/2000 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1) MICELI FINANCIAL SERVICES, INC., DBA FOR INVESTMENT PRACTICE, INV RELATED: 2)HEALTH INSURANCE RENEWAL; NOT INV REL; LIFE & HEALTH INSURANCE RENEWALS; INSURANCE AGENT SINCE 12/89; DUTIES- EXISTING CLIENT RENEWALS REGARDING LIFE, HEALTH, PROPERTY & CASUALTY; 0 HRS/WK:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-07
S63	Uniform Securities Agent State Law Examination	1991-05-29

S65 Uniform Investment Adviser Law Examination

1998-11-07
S63 Uniform Securities Agent State Law Examination

1991-05-29

View on SEC IAPD