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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-17 |
| TN | RA | APPROVED | 2022-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Tennessee Brokerage Inc | Chattanooga | TN | 02/1998 | 08/2022 |
| Ftb Advisors, Inc. | Chattanooga | TN | 10/2013 | 08/2022 |
| Raymond James Financial Services, Inc | Chattanooga | TN | 08/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Chattanooga | TN | 08/2022 | Present |
| Pinnacle Bank /Pinnacle Financial Partners | Chattanooga | TN | 08/2022 | Present |
| The Frank Group | Chattanooga | TN | 08/2022 | Present |
(1)Name of Business: Pinnacle Asset Management Address: 801 Broad St Fl 2, Chattanooga, TN, 37402-2671, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/11/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: build relationships with Pinnacle partners, seek prospects for bank and PAM offerings, meet with clients to discuss financial goals and objectives, manage client investment accounts. (2)Name of Business: The Frank Group Address: 801 Broad St Fl 2, Chattanooga, TN, 37402-2671, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/11/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: build relantionships with bank partners,seek prospects for bank and PAM offerings,meet with clients to discuss goals, manage accounts.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-12-27 |
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