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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-05-10
TX RA APPROVED_RES 2016-05-06
  • MI RA
    APPROVED
    Since 2016-05-10
  • TX RA
    APPROVED_RES
    Since 2016-05-06

Branch Locations

2337 Stonebridge Drive Bldg F, Flint, MI 48532 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Complete Financial Planning (Dba) Flint MI 03/1991 Present
2337 Stone Bridge Llc Flint MD 01/2006 Present
Cambridge Investment Research, Inc. Fairfield IA 05/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2016 Present
  • 03/1991 → Present
    Complete Financial Planning (Dba)
    Flint, MI
  • 01/2006 → Present
    2337 Stone Bridge Llc
    Flint, MD
  • 05/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2016 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1.Stonebridge Office Park Condo Assoc., 2337 Stonebridge Dr., Flint, MI 48532, president since 9/1/10, non-investment related, 2 hours monthly, .5 hours during trading. 2.Fixed Insurance, 2337 Stonebridge Dr., Flint, MI 48532, sale of fixed insurance since 4/1/91, non-investment related, 2 hR/MO - 2/trading. 3.2337 STONEBRIDGE LLC, 2337 Stonebridge Dr., Flint, MI 48532, OWNING member since 9/1/01, non-investment related, 1 hour yearly, none during trading. 4.W.C. WRIGHT & ASSOC:Complete Financial Planning, 2337 Stonebridge Dr., Flint, MI, 3/1991 AS PART-OWNER. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 12 HR/YR - 1/TRADING. 5.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 5/2016 AS ADVISORY REP OF A RIA. INV REL - 20 HR/WK - 20/TRADING. 6. KHW & ASSOC., 4039 Mitchell Drive, Flint MI 48506, United States, START DATE: 09/01/2021, Owner, It's a personal business for tax purposes, INV REL, 1 HR/MO - 1 HR/MO TRADING 7. BANANA BOAT DAVISON RD LLC, 3826 Davison Rd, Flint MI 48506, United States, START DATE 01/2026, Consultant/Signer, Food/Beverage Services, NIR, HR/MO 12, HR/MO TRADING 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-28
S63 Uniform Securities Agent State Law Examination 1991-02-15
  • S66 Uniform Combined State Law Examination
    2010-10-28
  • S63 Uniform Securities Agent State Law Examination
    1991-02-15

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