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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Directed Services, Llc | Glastonbury | CT | 02/2014 | 06/2018 |
| Voya Financial Advisors | Glastonbury | CT | 09/2014 | 06/2021 |
| Voya Financial Partners | Glastonbury | CT | 09/2014 | 06/2021 |
| Voya Retirement Advisors | Glastonbury | CT | 09/2014 | 09/2016 |
| Voya American Equities | Glastonbury | CT | 09/2014 | 12/2020 |
| Voya Financial | Glastonbury | CT | 09/2014 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 10/2021 |
| Cetera Advisors Llc | St Cloud | MN | 06/2021 | 10/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2021 | 10/2021 |
| Cetera Financial Specialists Llc | Schumburg | IL | 06/2021 | 10/2021 |
| First Allied Securities Inc | San Diego | CA | 06/2021 | 10/2021 |
| Avantax Investment Services, Inc. | Dallas | TX | 10/2021 | 12/2024 |
| Avantax Advisory Services | Dallas | TX | 10/2021 | 12/2024 |
| Bcor Admins Services Llc. | Dallas | TX | 10/2021 | 12/2024 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2024 | 12/2024 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2024 | 12/2024 |
| Cetera Advisors Llc | Greenwood Village | CO | 08/2024 | 12/2024 |
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2024 | 12/2024 |
| Voya Financial Advisors | Windsor | CT | 12/2025 | Present |
| Na | Glastonbury | CT | 01/2025 | 11/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-31 |
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