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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2014-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Indianapolis | IN | 10/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Indianapolis | IN | 10/2014 | Present |
| Bsh Financial Llc | Indianapolis | IN | 10/2014 | 01/2023 |
| Dawn Brannon Braun, Llc | Indianapolis | IN | 10/2014 | Present |
(1)Name of Business: Dawn Brannon Braun LLC Address: 3515 E 96th Street, Indianapolis, IN, 46240, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/29/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Executive Financial Planning Group Address: 3515 E 96th St, Indianapolis, IN, 46240-1426, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/29/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support Company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-27 |
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