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Kovack Advisors, Inc. CRD 140808
$6.28B regulatory AUM 205 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Iselin | NJ | 04/2013 | 12/2016 |
| Scf Securities, Inc. | Fresno | CA | 12/2016 | 08/2018 |
| Scf Investment Advisors, Inc. | Fresno | CA | 12/2016 | 08/2018 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 08/2018 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 08/2018 | Present |
1) DBA: SHIELD CAPITAL - 38 EDGEMERE RD LIVINGSTON, NJ 07039; PRESIDENT ; FINANCIAL PLANNING; NON INVESTMENT-RELATED ACTIVITY; 100% OF TIME SPENT 2) LIFE AND HEALTH INSURANCE AGENT - 38 EDGEMERE RD LIVINGSTON, NJ 07039; LIFE AND HEALTH AGENT; WRITE INSURANCE POLICIES; NON INVESTMENT-RELATED ACTIVITY; 3% OF TIME SPENT 3) MEDICARE INSURANCE FOR SENIORS - 38 EDGEMERE ROAD, LIVINGSTON, NJ 07039; SOLE PROPRIETORSHIP; INDEPENDENT SENIOR HEALTH INSURANCE REPRESENTATIVE; HELP SENIORS FIND THE BEST AND AFFORDABLE MEDICARE PLAN; NON-INVESTMENT RELATED ACTIVITY; 20% OF TIME SPENT 4) REAL ESTATE - 17 EAST BEACH WAY, TONS RIVER, NJ 08735; INVESTMENT RELATED; SEASONAL BEACH RENTAL; PARTIAL OWNER; LESS THAN 1% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-10 |
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