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Howard Brown

Cetera Investment Advisers LLC

Sunrise, FL

Delray Beach, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-10-09
  • FL RA
    APPROVED
    Since 2019-10-09

Branch Locations

13450 W Sunrise Blvd Suite # 240, Sunrise, FL 33323 • United States

Delray Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 01/2004 02/2017
Cuna Mutual Group Waverly IA 01/2004 02/2017
Lpl Financial, Llc Surfside FL 02/2017 09/2019
New York Community Bank Surfside FL 02/2017 09/2019
Cetera Investment Advisers Llc Sunrise FL 09/2019 Present
Cetera Investment Services Llc St. Cloud MN 09/2019 Present
  • 01/2004 → 02/2017
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 01/2004 → 02/2017
    Cuna Mutual Group
    Waverly, IA
  • 02/2017 → 09/2019
    Lpl Financial, Llc
    Surfside, FL
  • 02/2017 → 09/2019
    New York Community Bank
    Surfside, FL
  • 09/2019 → Present
    Cetera Investment Advisers Llc
    Sunrise, FL
  • 09/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2017-02-22 → 2019-11-07
    Lpl Financial Llc
    Delray Beach, FL
    Miami Beach, FL
    Surfside, FL
    Miami Beach, FL
    Doral, FL
  • 2004-01-12 → 2017-02-02
    Cuna Brokerage Services, Inc.
    Atlanta, GA
    Marietta, GA
    Kennesaw, GA
    Atlanta, GA
    Atlanta, GA
  • 2002-12-02 → 2003-10-31
    Truist Investment Services, Inc.
    Atlanta, GA
Other Businesses

1. http://HowieandJuan.Ceterainvestors.com 2. PRESIDENT OF DELRAY ORTHODOX SYNAGOGUE, 5/HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-26
S63 Uniform Securities Agent State Law Examination 1990-11-01
  • S65 Uniform Investment Adviser Law Examination
    2002-11-26
  • S63 Uniform Securities Agent State Law Examination
    1990-11-01

View on SEC IAPD

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Other Investors

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GEORGE SHASHATY
PAMELA CHRISTINE CUNNINGHAM
MICHAEL J CUNNINGHAM
Mitchell Sosa
LUIS RUBEN UGALDE
RICHARD THOMAS PUSATERI
MADELENE MORALES

Other Offices

PFS INVESTMENTS INC. · SUNRISE, FL
PFS INVESTMENTS INC. · SUNRISE, FL
PFS INVESTMENTS INC. · SUNRISE, FL
PFS INVESTMENTS INC. · SUNRISE, FL
LIFECRAFT WEALTH MANAGEMENT · SUNRISE, FL
IFG ADVISORY, LLC · Sunrise, FL
ASSET PROTECTION GROUP · SUNRISE, FL
INTEGRITY ALLIANCE, LLC. · Davie, FL

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