Best Investors Account Sign in

John Coleman Dawson

Hightower Advisors, LLC

Chicago, IL

Houston, TX

CRD 2099737

Claim This Profile
Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-06
  • TX RA
    APPROVED
    Since 2018-12-06

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

4265 San Felipe Street 9Th Floor, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Salient Capital Advisors, Llc Houston TX 05/2010 10/2017
Salient Partners, L.P. Houston TX 01/2011 08/2018
Salient Capital, L.P. Houston TX 03/2011 08/2018
Salient Private Client, Llc Houston TX 08/2017 Present
Hightower Advisors Llc Houston TX 11/2018 Present
Hightower Securities Llc Houston TX 11/2018 Present
  • 05/2010 → 10/2017
    Salient Capital Advisors, Llc
    Houston, TX
  • 01/2011 → 08/2018
    Salient Partners, L.P.
    Houston, TX
  • 03/2011 → 08/2018
    Salient Capital, L.P.
    Houston, TX
  • 08/2017 → Present
    Salient Private Client, Llc
    Houston, TX
  • 11/2018 → Present
    Houston, TX
  • 11/2018 → Present
    Hightower Securities Llc
    Houston, TX
Previous Registrations
  • 2017-08-10 → 2018-12-31
    Hightower Private Client
    Houston, TX
  • 2010-06-28 → 2017-10-10
    Salient Capital Advisors, Llc
    Houston, TX
  • 2008-11-05 → 2010-07-01
    Telemus Investment Management, Llc
    Southfield, MI
  • 1997-07-30 → 2007-05-07
    Houston, TX
    Houston, TX
Other Businesses

1)3636 WESTHEIMER RD LLC; NOT INVESTMENT-RELATED; 3636 WESTHEIMER RD, HOUSTON, TX 77027; OWNER OF SINGLE TENANT OFFICE BUILDING; OWNER; 12/27/12; 0 HRS/MO; OWNER OF OFFICE BUILDING 2)3314 W MAIN ST LLC; NOT INVESTMENT-RELATED; 3314 W MAIN ST, HOUSTON, TX 77098; SINGLE TENANT OFFICE BUILDING; LLC MANAGER; 12/31/12; 1-5 HRS/MO; LLC MANAGER FOR OWNER OF OFFICE BUILDING 3)3933 ESSEX LN LLC; NOT INVESTMENT-RELATED; 3933 ESSEX LN, HOUSTON, TX 77027; SINGLE TENANT OFFICE BUILDING; LLC MANAGER; 7/9/13; 1-5 HRS/MO; LLC MANAGER FOR OWNER OF OFFICE BUILDING 4)3203 AUDLEY ST LLC; NOT INVESTMENT-RELATED; 3203 AUDLEY ST, HOUSTON, TX 77098; SINGLE TENANT OFFICE BUILDING; LLC MANAGER; 8/15/13; 0 HRS/MO; LLC MANAGER FOR OWNER OF OFFICE BUILDING 5)190 CHANNING AVE LLC; NOT INVESTMENT-RELATED; 190 CHANNING AVE, PALO ALTO, CA 94301; SINGLE TENANT OFFICE BUILDING; LLC MANAGER; 8/30/13; 1-5 HRS/MO; LLC MANAGER FOR OWNER OF OFFICE BUILDING 5Cs LP or Assigns, investment related. 3629 Piping Rock Ln, Houston TX 77027 Real estate investment vehicle. Manager of the GP Start Date 06/01/2021 Will devote 90 hours per month, 5 hours during securities trading hours. Duties will include management of the real estate investments. The Lauren, Investment Related. 815 Harvard St. Houston TX, 77007. Real estate apartment complex management.Manager. Manager and general partner.Start date 08/11/2021.Twentw hours per month during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-19
S63 Uniform Securities Agent State Law Examination 1990-10-25
  • S65 Uniform Investment Adviser Law Examination
    2005-08-19
  • S63 Uniform Securities Agent State Law Examination
    1990-10-25
Other Names
  • Cole Dawson
  • Iii John Coleman Dawson
  • John Coleman Dawson
  • Cole Coleman Dawson

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor