George Samuel Hoffman

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 04/2018
  First Allied Securities, Inc.
  Wausau, WI
• 12/2009 → 04/2018
  First Allied Advisory Services, Inc.
  Wausau, WI
• 12/2009 → 05/2018
  Hermening Advisory Services Llc
  Wausau, WI
• 04/2018 → 04/2022
  Ameriprise Financial Services, Llc
  Wausau, WI
• 03/2023 → 04/2025
  Harbour Investments, Inc.
  Madison, WI
• 03/2023 → 04/2025
  Tim Grzesiak & Co.
  Mosinee, WI
• 04/2022 → 12/2022
  Unemployed
  Rothschild, WI
• 12/2022 → 01/2023
  Ups
  Wausau, WI
• 04/2025 → Present
  Raymond James Financial Services, Inc.
  Mosinee, WI
• 04/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Mosinee, WI

Previous Registrations

• 2023-03-03 → 2025-04-07
  Harbour Investments, Inc.
  Mosinee, WI
• 2018-04-18 → 2022-05-05
  Ameriprise Financial Services, Llc
  Stevens Point, WI
  Wausau, WI
  Wisconsin Rapids, WI
  Eau Claire, WI
• 2009-12-08 → 2018-05-07
  Hermening Advisory Services Llc
  Wausau, WI
• 2009-12-07 → 2018-04-20
  First Allied Advisory Services, Inc.
  Wausau, WI
  Green Bay, WI
• 2009-12-07 → 2010-06-16
  First Allied Securities, Inc.
  Green Bay, WI
  Wausau, WI
• 2002-09-04 → 2009-12-04
  Equitable Advisors, Llc
  Wausau, WI
  Wausau, WI
• 2002-10-08 → 2009-04-13
  Midwest Professional Planners, Ltd.
  Wausau, WI
• 1998-01-28 → 2002-08-22
  Ffp Advisory Services Inc
  Wausau, WI

Other Businesses

(1)Name of Business: Address: 1770 Cedar Creek Drive , Rothschild, WI, 54474, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 01/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own 80 acres of farmland and rent it out for farming (2)Name of Business: Address: 306 Water St, Mosinee, WI, 54455-1458, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Servicing existing life insurance contracts and sell life insurance policies, both permanent and term (3) Name of Business: Rockhouse Financial LLC Address: 306 Water St, Mosinee WI, USA Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 1/2025 HPM: 81+ HPM trade hours: 41+ Duties: Branch/ RJ premise

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-02
• S63 Uniform Securities Agent State Law Examination
  1997-10-09

Designations

• Certified Financial Planner

Other Names

• George S Hoffman
• George Samuel Hoffman
• Geoge S Hoffman