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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-18
PA RA APPROVED 2009-10-06
  • TX RA
    APPROVED_RES
    Since 2022-04-18
  • PA RA
    APPROVED
    Since 2009-10-06

Branch Locations

3949 South Atherton Street, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Wormleysburg PA 08/1991 Present
Massmutual Springfield MA 08/1991 Present
  • 08/1991 → Present
    Mml Investors Services, Inc.
    Wormleysburg, PA
  • 08/1991 → Present
    Massmutual
    Springfield, MA
Other Businesses

(1)NAME:PATRICK A MCDONOUGH INV REL:N ADDR:1025 BAYBERRY DR STATE COLLEGE PA 16801 NATURE:MUSICIAN/SINGER POSITION:OWNER START:10/15/17, NO HR/MO:2 NO HR/MO DUR TRADING:0. (2)NAME:ISGPA LLC, INV REL:Y ADDR:288 BIG HOLLOW RD STATE COLLEGE PA 16801 NATURE:INVESTMENT IN GOLD RE-MINING AND RENEWABLE ENERGY, POSITION:OWNER START:9/11/01 NO HR/MO:0 NO HR/MO DUR TRADING:0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-21
S63 Uniform Securities Agent State Law Examination 1991-01-04
  • S65 Uniform Investment Adviser Law Examination
    1994-10-21
  • S63 Uniform Securities Agent State Law Examination
    1991-01-04

View on SEC IAPD

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