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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-18 |
| PA | RA | APPROVED | 2009-10-06 |
Branch Locations
3949 South Atherton Street, State College, PA 16801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Wormleysburg | PA | 08/1991 | Present |
| Massmutual | Springfield | MA | 08/1991 | Present |
(1)NAME:PATRICK A MCDONOUGH INV REL:N ADDR:1025 BAYBERRY DR STATE COLLEGE PA 16801 NATURE:MUSICIAN/SINGER POSITION:OWNER START:10/15/17, NO HR/MO:2 NO HR/MO DUR TRADING:0. (2)NAME:ISGPA LLC, INV REL:Y ADDR:288 BIG HOLLOW RD STATE COLLEGE PA 16801 NATURE:INVESTMENT IN GOLD RE-MINING AND RENEWABLE ENERGY, POSITION:OWNER START:9/11/01 NO HR/MO:0 NO HR/MO DUR TRADING:0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-04 |
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