Neal Allen Hiett

Employer firm

Texas Capital Bank Private Wealth Advisors CRD 298422

$4.19B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → Present
  Trinity Financial
  Gilbert, AZ
• 05/2017 → Present
  Compass Bank
  Birmingham, AL
• 06/2017 → Present
  Bbva Securities Inc.
  Chandler, AZ
• 06/2017 → 06/2024
  Bbva Compass Insurance Agency Inc
  Austin, TX
• 06/2017 → Present
  Bbva Wealth Solutions Inc.
  Chandler, AZ
• 06/2024 → Present
  Tcbi Securities
  Dallas, TX
• 06/2024 → Present
  Texas Capital Bank
  Dallas, TX
• 06/2024 → Present
  Texas Capital Bank Private Wealth Advisors
  Dallas, TX

Previous Registrations

• 2017-06-12 → 2021-10-08
  Pnc Managed Account Solutions, Inc.
  Chandler, AZ
• 2007-02-06 → 2012-04-05
  Eagle Strategies Llc
  Scottsdale, AZ
• 2001-07-30 → 2003-10-15
  Eagle Strategies Llc
  Phoenix, AZ

Other Businesses

Texas Capital Bank - Yes investment related - 2000 McKinney Ave Ste 1800, Dallas, TX 75201 - Insurance Strategist - June 2024 - 160hrs/mo - 130hrs/mo during trading hrs

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-10-25

Designations

• Certified Financial Planner