Jose A Sanchez-kinghorn

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-02-26
TX	RA	APPROVED_RES	2022-11-29
CT	RA	APPROVED	2021-11-29
NY	RA	APPROVED	2021-10-26
NJ	RA	APPROVED	2014-01-09

FL RA
APPROVED

Since 2024-02-26
TX RA
APPROVED_RES

Since 2022-11-29
CT RA
APPROVED

Since 2021-11-29
NY RA
APPROVED

Since 2021-10-26
NJ RA
APPROVED

Since 2014-01-09

Branch Locations

Old Greenwich, CT • United States

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

1285 Ave Of The Americas 19Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	New York	NY	11/2013	Present

11/2013 → Present

Ubs

New York, NY

Other Businesses

HOSTOS COMMUNITY COLLEGE / NEW YORK UNITED STATES,NEW YORK HTTP://WWW.HOSTOS.CUNY.EDU/HTML/ABOUT_HOSTOS.HTML / DR. FELIX MATOS-RODRIGUEZ FUND RAISING /BOARD MEMBER / FUNDRAISING FOR THE FOUNDATION / START DATE 3/15/2012

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-01-03

S66 Uniform Combined State Law Examination

2014-01-03

Other Names

Jose Antonio Sanchez
Jose Sanchez-Kinghorn

View on SEC IAPD